This presentation is an introduction to some fundamental building blocks to consider when planning to establish an RIA firm. It covers key components that you will want to factor into your setup process; starting with an initial planning phase, to where and how to file your firm and advisers, and some ongoing responsibilities once you are established.
When you work by yourself, it’s easy to know what your roles & responsibilities are...EVERYTHING. When building a team, you must be able to clearly articulate WHO should do WHAT in your business so that you have increased efficiencies and productivity. In this quick tutorial, we provide you a method that you can use to make sure you define each person’s role on the team.
Hannah Moore, CFP® host of the FPA podcast, "So You're a Financial Planner, Now What?" talks about why her podcast matters and how it can help financial planners in their daily lives. Moore interviews influential financial planners and explores topics relevant to those starting out as financial planners. From designations, to business models to the history of financial planning, find the resourc...
Hear from FPA Annual Conference 2017 Keynote Speaker Jean Chatzky on what she’ll be sharing with attendees at this year’s event, and why the topic matters for financial planners and clients alike. The FPA Annual Conference will be held in Nashville, TN October 2-4, 2017. Register at: https://lnkd.in/eyZkjy9.