Financial Tracking Technologies, LLC
Financial Tracking Technologies, LLC
Blog Article

New blog articles detected.

  • Announcing the Financial Tracking Technologies Compliance Technology Buyer’s Guide
    The Financial Tracking Technologies Compliance Technology Buyer’s Guide is now available. It’s our mission here at Financial Tracking Technologies to not only develop robust, cost effective software to help our customers remain compliant, but also to help them automate successfully. So we’re sharing our experience in this comprehensive, complimentary guide. Why now? The need to […] The post Announ...
Financial Tracking Technologies, LLC
Financial Tracking Technologies, LLC
Blog Article

New blog articles detected.

  • DOL Fiduciary Rule Update: Despite Legal Challenges, March Is On to Comply, Find Opportunities
    It’s five months since the Department of Labor finalized its fiduciary rule and only seven months until it takes effect in April 2017. The financial industry is buzzing with activity as broker-dealers, RIAs and certain insurance agents scramble to understand the implications and figure out how to comply. On a parallel course, court challenges to […] The post DOL Fiduciary Rule Update: Despite Lega...
Financial Tracking Technologies, LLC
Financial Tracking Technologies, LLC
Blog Article

New blog articles detected.

  • Presidential Politics and the SEC Pay-to-Play Rule: Be Sure Your Firm is Protected
    The 2016 election season may be generating more heat than this very hot summer. Especially in a year that’s more politically partisan than most, it’s a good time to think about and refresh our understanding of the SEC Pay-to-Play rule – the one concerned with political contributions by certain advisers. The rule, adopted and effective […] The post Presidential Politics and the SEC Pay-to-Play Rule...
Financial Tracking Technologies, LLC
Financial Tracking Technologies, LLC
Blog Article

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