"Risk management software can prevent anti-bribery and corruption violations while demonstrating to regulators that a company is serious about monitoring its supervised persons." This blog post is an excerpt from a LegalTech News article, written by CEO, Brian Fahey.
"Without the ability to centrally manage conduct risk data, even leading firms that pride themselves on promoting cultures of compliance can easily overlook misconduct that could have been curtailed." This blog post is an excerpt from a LegalTech News article, written by CEO, Brian Fahey.
MCO is delighted to present an excerpt from the new book, Third-Party Risk Management: Driving Enterprise Value, published from RMA by author, thought-leader, and the host of MCO's May 2018 Webinar, Linda Tuck Chapman.
FineOps Report recently featured CEO of MCO, Brian Fahey in an article discussing cybersecurity and GDPR. Read an excerpt here, with a link to the full story at the bottom of the post.
Here at MCO we keep a close eye on the activities of regulators. Read the highlights here; FINRA fines in Q1 2018 - 6 Findings.
To keep you up to date with all the latest news and events, we have selected the top GRC news highlights from the past month. Click here to Subscribe to our regular GRC news updates.
We have summarized all of the top compliance, risk and ethics news stories and fines from last year into a digestible infographic for you. (click image to enlarge)
Each year, FINRA releases its "Annual Regulatory and Examination Priorities Letter." Compliance thought leaders and industry publications rush to comment and discuss.
Read our top GRC related news highlights from 2017. Click here to Subscribe to our regular GRC news updates.
“He’s making a list, checking it twice. . .” Even if you don’t believe in Santa, we at MCO think it is a great time of year to recognize fellow professionals for their outstanding contributions to the field of compliance and risk in 2017. Yesterday, we looked at some of the biggest fines of the year, or 'The Naughty List'. Today we look at some of the more positive events of the year, 'The N...
“He’s making a list, checking it twice. . .” As part of our end of year wrap up, we present to you Santa's Naughty List. The definitive list of individuals and corporations who will be receiving a bag of coal from Mr Claus this Christmas. Be sure to check in tomorrow, when we post Santa's Nice List. Subscribe to stay notified.