The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States.

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U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • SEC in the Community - Habitat For Humanity
    Four walls. A roof. A house. A home. That last one now means so much more to a team of SEC employees from the New York Regional Office after they took part in a Habitat for Humanity build in Bergenfield, New Jersey over the winter. See how how Dwight Fu and Diane Audio made a difference.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • SEC in the Community - Stephen Donahue
    With one child in high school and another in middle school, Enforcement Division Attorney Stephen Donahue was at point when many parents start looking forward to more time for themselves. Instead, he and his family started over again, adopting two young children from Colombia. Here’s their story.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • SEC and NASAA Sign MOU
    The Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA) signed an information sharing agreement as new rules to facilitate intrastate crowdfunding take effect.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • SEC in the Community - Amy Oliver
    As a trial attorney for the U.S. Securities and Exchange Commission, Amy Oliver is no stranger to a tough fight. But when two of her children were diagnosed with phenylketonuria (PKU), she soon found herself fighting for a cause that would eventually help families across the nation.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • Investor.gov: The Confessional of Mary
    Don’t let someone else live the life you’ve been saving for. Find out if you’re dealing with a registered investment professional at Investor.gov. It’s a great first step toward protecting your money. Before you invest, Investor.gov.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • Investor.gov: The Confessional of Karen
    Don’t let someone else live the life you’ve been saving for. Find out if you’re dealing with a registered investment professional at Investor.gov. It’s a great first step toward protecting your money. Before you invest, Investor.gov.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • Investor.gov: The Confessional of Ed
    Don’t let someone else live the life you’ve been saving for. Find out if you’re dealing with a registered investment professional at Investor.gov. It’s a great first step toward protecting your money. Before you invest, Investor.gov.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • Investor.gov: The Confessional of Daniel
    Don’t let someone else live the life you’ve been saving for. Find out if you’re dealing with a registered investment professional at Investor.gov. It’s a great first step toward protecting your money. Before you invest, Investor.gov.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • Investor.gov: Big Plans
    Don’t let someone else live the life you’ve been saving for. Find out if you’re dealing with a registered investment professional at Investor.gov. It’s a great first step toward protecting your money. Before you invest, Investor.gov.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • Investor.gov: Buy Today
    Don’t let someone else live the life you’ve been saving for. Find out if you’re dealing with a registered investment professional at Investor.gov. It’s a great first step toward protecting your money. Before you invest, Investor.gov.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • SEC in the Community - Brittany Ebbertt
    Brittany Ebbertt started the Volunteer Club at the SEC as a way to provide opportunities for staff to donate their talent and time to benefit local causes. Time, it seems, is a commodity in high demand for the accountant in the Division of Corporation Finance. See how Brittany makes time to answer a call in her own community.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • SEC Community - Amy Oliver
    As a trial attorney for the U.S. Securities and Exchange Commission, Amy Oliver is no stranger to a tough fight. But when two of her children were diagnosed with phenylketonuria (PKU), she soon found herself fighting for a cause that would eventually help families across the nation.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
YouTube Video
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
YouTube Video

New YouTube videos detected.

  • SEC and NASAA Sign MOU
    The Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA) signed an information sharing agreement as new rules to facilitate intrastate crowdfunding take effect.
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
YouTube Video
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
YouTube Video
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
YouTube Video

New YouTube videos detected.

U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
YouTube Video
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • SEC Community - Propels
    Professionals Reaching Out to Promote Excellence and Learning for Students gives high schoolers a glimpse inside the SEC. www.sec.gov/careers
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
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  • 09/28/16 - Open Meeting
    The subject matter of the Open Meeting will be: The Commission will consider whether to adopt rules to establish enhanced standards for the operation and governance of certain clearing agencies pursuant to Section 17A of the Securities Exchange Act of 1934 and Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Commission will consider whether to propose amendments ...

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